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The Journal of Sociocybernetics
responds to the growing interest evinced in "sociocybernetics" over
the past two decades and the concomitant demand for a venue expressly
dedicated to disseminating work in the field. Indeed, sociocybernetics
has attracted a broad range of scholars whose departmental affiliations
represent the entire spectrum of the disciplines and whose countries
of origin attest to the wide international appeal of sociocybernetic
approaches. Within this highly diverse community, there is ample
agreement on some general issues, for instance, on developing strategies
for the study of human reality that avoid reification, reject reductionism
and dualism, and eschew linear or homeostatic models. Not surprisingly,
however, there are also wide divergences in subject matter, theoretical
frameworks and methodological practices.
With its appearance,
the Journal of Sociocybernetics becomes the official organ
of the Research Committee on Sociocybernetics, RC51, of the International
Sociological Association. The institutional history of the organization
that eventually became ISA RC51 began in 1980 with the founding
of an ISA Ad Hoc Group by Professor Francisco Parra-Luna who single-handedly
managed to organize sessions at succeeding World Congresses of Sociology:
first in 1982 in Mexico City, then in 1986 in New Delhi, in 1990
in Madrid, and in 1994 in Bielefeld. The eventual RC51 first became
an ISA Thematic Group, and then a Working Group at the New Delhi
World Congress, but lacking both a board and an official Newsletter
it was demoted back to Thematic Group in 1992. In early 1995 the
group was reactivated and elected its first ever board with Kenneth
Bailey as President, Francisco Parra-Luna as Past President, Richard
Henshel as Vice-president and Felix Geyer as Secretary. Following
the death of Richard Henshel, Vessela Misheva became Vice-President
in early 1997. The statutes for the group were written in 1995 and
approved at the conference in Bucharest in 1996, while the publication
of a biannual Newsletter was initiated in January 1996. As a consequence
of the activities of the board, the group was re-recognized by the
ISA Executive Committee in November 1996 as a Working Group. It
grew from some 30 members in early 1995 to 240 in 1998 and, in recognition
of its extraordinary success due primarily to the efforts of Felix
Geyer, it was promoted to the status of Research Committee in less
than the normally stipulated four-year period at the 1998 World
Congress of Sociology in Montreal.
Since June 1998 RC51
has had its own website at the University of Zaragoza www.unizar.es/sociocybernetics-
where a detailed description of the group=s activities, past, present
and future, may be found. The website contains: abstracts of some
100 papers presented at the World Congress of Sociology in Montreal,
and of some 20 papers presented at the 1999 Annual Conference on
Sociocybernetics in Kolimbari, Greece; a 400-item bibliography on
sociocybernetics; personal website addresses of some 65 RC51 members;
detailed news about upcoming conferences and other activities; and
links to other websites in related fields, such as General Systems
Theory, first- and second-order cybernetics, autopoiesis, chaos
theory and complexity studies. While the Journal of Sociocybernetics
(to be available for downloading from the website twice yearly in
the Spring and the Fall) will supplant the Newsletter, it will continue
to publish the normal Newsletter rubrics in the "RC51 News" section.
The intellectual heritage
of Sociocybernetics, and thus the Journal of Sociocybernetics and
the Research Committee it represents, draws on a broad spectrum
of approaches in terms of appropriate subject matters, pertinent
theoretical frameworks and applicable methodologies. To be sure,
the intellectual roots of sociocybernetics reach back to the rise
of a whole array of new developments in scientific inquiry beginning
in the 1940's. These included the most important direct progenitors,
General Systems Theory and cybernetics; however, the general movement
was also expressed through the development of information theory,
game theory and automata, net, set, graph and compartment theories,
and decision and queuing theory. In one way or another, they were
strategies elaborated in light of the difficulties encountered in
the study of organized complexity. This was an arena that had proven
particularly resistant to the application of the analytic method,
that is, to the development of mathematical equations expressing
general laws in which all contributing causal factors appear as
variables.
The initial expression of the issues involved came with General
System Theory (eventually, General Systems Theory, GST), first during
the inter-war years in the work of Ludwig von Bertalanffy. Along
with the economist Kenneth Boulding, the biomathematician Anatol
Rapaport and the physiologist Ralph Gerard, von Bertalanffy founded
the Society for General System Theory in 1954 (which later became
the Society for General Systems Research and still later, the International
Society for the Systems Sciences) and by the early 1960's vigorous
efforts--the work of Walter Buckley was particularly influential--were
being made to link social research to a systems perspective.
The domain of GST may
be specified as those general aspects, correspondences and isomorphisms
or rigorous analogies that are common to systems in general. In
its overall bearings, GST cuts across disciplinary lines, cultural
and ideological frontiers, the nomothetic-idiographic or quantitative-qualitative
divide, and, significantly, the descriptive-normative or scientific-humanistic
distinction as well. Although physics was certainly impacted by
the systems approach, the success of mechanics in predicting, and
therefore controlling, physical phenomena was undoubtedly responsible
for the continued supremacy of the billiard ball model of autonomous
units, at least until the recent breakthroughs in "chaos theory"
and "complexity studies." However, there exist no analogues of the
Laws of Motion, for instance, in the living world, not to speak
of the human world. It was in biology especially, which begins with
the concept of "organism," and then in the social sciences, psychology
and philosophy that what came to be described as a new worldview
found particular resonance. This far-reaching scientific reorientation
entailed a shift of the emphasis in inquiry to questions of organization
and configurational wholes, precisely those "wholes" that had so
often been eschewed as metaphysical, over the analytic, mechanistic
and one-way summative causality of classical science and its primary
units of discrete elements or events.
Sharing the holistic
disposition of GST, cybernetics derives its name from the Greek
word for steersman, and "socio" clearly relates to human reality.
One might then assume that sociocybernetics pertains to the steering
of societies. And indeed it does, to some extent, although without
the notion that societies can be piloted in a hierarchical, top-down
way.
First-order or "classical"
cybernetics, introduced by Norbert Wiener, stressed the clear definition
of the boundaries of the system under study in time-dependent, observer-dependent,
and even problem-dependent ways and further emphasized the hierarchical
quality, and relevance, of sub- and supra-systems. Most important,
however, first-order cybernetics made circular causality respectable.
Like GST, it did not consider the description of a system in terms
of ends or goals to be a mistake in logical reasoning leading to
tautologies. "Purposive action" was conceptualized as feedback loops,
either positive (deviation-amplifying, morphogenetic) or negative
(deviation-reducing, morphostatic), that could either occur spontaneously
or be engineered. First-order cybernetics was primarily interested
in negative feedback loops, as its purpose generally was to steer
technological and industrial systems by keeping them on a steady
course, fluctuating within specified margins around an equilibrium.
Second-order cybernetics--that
is, the cybernetics of observing systems rather than observed systems--emerged
in the 1970's. The systems under study were generally living systems
and simulation came into its own as a mode of analysis especially
applicable to social systems. Simulation made possible the investigation
of system evolution under altered initial conditions without the
necessity of engaging in policy action available on a one-time basis
only. It thus favored the discovery of the latent consequences of
certain intended actions and the forecasting of the effects of counter-intuitive
behavior.
Even primitive living
systems have a "will of their own" and manifest what Maturana and
Varela have termed autopoiesis or self-production. Consequently,
they are more difficult to steer, and their interactions with their
environments are impossible to forecast more than a few moves ahead.
Second-order cybernetics is thus more concerned with morphogenesis
and positive feedback loops than with homeostasis and negative feedback
loops, while the system (whether an individual or a group) is defined
as having the ability to reflect on its own operations on the environment,
and even on itself. Such behavior is recursive and generates variety.
That is, observations can be effected, communications can be realized,
and alterations generated. It is not surprising that the concepts
of second-order cybernetics all start with "self," if not in English,
then in Greek ("auto"): self-reference, self-steering, self-organization,
autocatalytic cycles, autopoiesis.
Sociocybernetics can
now be roughly defined as a general term denoting applications of
GST and first- and especially second-order cybernetics in the social
sciences. At its present state of development, however, it has gathered
under its umbrella a substantial and growing number of scholars
from an assortment of loosely related fields whose chief common
denominator consists mainly of a post-Newtonian worldview.
Several such strands
have their roots in functionalism and "systems theory." For one,
the work of the German sociologist Niklas Luhmann has been extremely
influential (although only now making significant impact in the
English-speaking world due to translation delays) and forms a central
current within a large segment of scholars associated with RC51.Luhmann
was Talcott Parsons's student. But as a student who rapidly and
thoroughly constructed his own innovative body of theory in which
the legacy of Parsons receded into the background, he made an interesting
theory transfer, defining social systems as consisting of autopoietic
communications networks, rather than of individuals, or roles, or
actions.
Luhmann made an important
shift which, at first glance, looks like playing with words, but
which on closer scrutiny permits a dynamical mode of analysis surmounting
the conservatism intrinsic in structural-functionalism. This is
the shift to functional-structural theory and its extension to problem-functionalism;
the sequence of "functions serve to maintain structures" is replaced
by the extended sequence of "structures serve to fulfill functions
and functions serve to resolve problems." A theory building on this
latter sequence is intrinsically dynamic, as problems can be resolved
by different functions and a given function can be discharged by
different structures and processes, that is, systems or systems
components. In this way, structures become contingent: described
as "functionally equivalent," different types (structures) of societies
can serve the needs of a population. On the basis of this shift,
Luhmann developed the formula of "construction and reduction of
complexity" replacing "structure maintenance" as the most general
reference problem of structural-functionalism. Although highly criticized
(by explaining everything, it explains nothing), the complexity
formula opens the way for conceiving social systems not just as
an assembly of individuals, but also as an emergent, highly differentiated
and multi-level layering of social structures and processes beyond
the individual.
Another innovation Luhmann
brought to sociology consisted of a move from viewing social systems
as rationally constructed, or at least constructable, systems to
conceiving them as self-organizing or autopoietic. On the one hand,
the shift to autopoiesis promises to fill the empty formula of complexity
with contents. On the other hand it is in the context of autopoiesis
theory that Luhmann explicitly expelled the individual and its psychic
system from social systems and defined social systems as pure communication
systems, thus also excluding (physical) action. Luhmann's theory
of codes integrates his conceptual system. It is related to Parsons's
generalized media of exchange, i.e., that in a particular functionally
differentiated social system, such as the economic system, the level
of social action/communication is controlled by the medium of communication,
for instance in the case of the economic system, money. Media use
a particular binary code, e.g., payment/non-payment, which determines
what is going on with the medium. Self-reference and autopoiesis
are after all located at the level of the processing of such a code,
whereby the processing itself takes place according to what Luhmann
called conditional programs and goal-oriented programs.
Finally, a significant
part of Luhmann's work concentrates on categories like meaning,
semantics, and social knowledge, making Luhmann an important sociologist
of knowledge; indeed, this work can even be read as cultural sociology.
Although less widely discussed so far, it may hold much promise
for future developments. Luhmann is but one example of the influence
of "systems analysis" and especially of Talcott Parsons. In the
English-speaking world during the quarter century following 1945,
this particular style of inquiry, theorized as structural-functionalism
and operationalized through quantitative comparative techniques,
defined the parameters of authoritative social research, especially
in the nomothetic social sciences. On the micro scale it was manifested
in the study of small groups and implemented all the way up to the
national level in survey research. The inherently comparative methodology
implied multiple units of analysis and this was nowhere more apparent
than in the macro arena. Modernization theory purported to explain
differential development on a world scale in the post-1945 period,
thereby joining policy planners with their eyes on the East-West
struggle with social scientists absorbed with explaining inequality.
"Modern" societies, it was argued, calling on some form of Parsons's
translation of Weberian "rationality" into sets of pattern variables,
displayed universalistic, specific, and achievement based norms
and practices. "Traditional" configurations, on the other hand,
were portrayed as particularistic, diffuse, and ascriptive. With
explicit reference to GST, social structures and institutions were
conceptualized as performing functions in systems where a "society"
was defined as a self-sufficient social system. Nonetheless, "societies"
were invariably associated with the state; time was transmuted into
a function of society/state units simultaneously positioned at different
points on a single temporal hierarchy of development; and purposive
action modifying social structures (removing the impediments of
customary arrangements) was postulated as a primary mechanism of
change and "progress." Certainly, long-term and large-scale comparative
work continues to produce valuable insights. Nonetheless, observation,
feedback and action, however conceptualized, do not alone account
for historical development. But as the critics of structuralism
have indicated, neither is that historical development determined
solely by a set of constraints. In fact, GST introduced the notion
that such development is the product of the dynamic interaction
of essentially different processes in an open system and this is,
in fact, the tact that the major critique of modernization theory,
crystallized in Immanuel Wallerstein's elaboration of world-systems
analysis, has taken. Here, it has been argued, the relevant unit
of analysis of the reality of human experience in terms of both
action and constraints, that is, of long-term, large-scale social
change, is a historical system. The locution denotes an entity that
is simultaneously systemic (possessing continuities in its relational
patterns), in that its structures remain qualitatively recognizable
over the long term, and historical (exhibiting irreversible change
over the long term), in that it comes into existence at a specific
time and place, undergoes a spatio-temporal development which renders
it at all times and places different, and eventually ceases to exist.
The consequences of specifying such a unit of analysis and defining
it in terms of the spatio-temporal extent of its constitutive processes
are, first, that the modern world, the "Modern World-System," must
be analyzed as an open system from the point of view of its uniqueness.
Alone among historical social systems, it expanded to cover the
entire globe. As its defining division of labor incorporated ever
new pools of labor-power/"energy" to overcome the entropy of its
processes, it incorporated all other previously autonomous systems.
It thus constitutes both a singular and single unit of analysis.
Second, it must be analyzed simultaneously as both systemic and
historical, essentially jettisoning the nomothetic-idiographic debate.
Third, its elements, including the categories for its analysis,
are not timeless and trans-historical, but were constituted in and
through the development of its relational structure. Finally, its
evolution was predicated on the contradictions inherent in the production
and reproduction of its multiple structures over time, its processes,
that defined both the limits and possibilities of human endeavor.
These several examples
of developments in the social sciences should not cause us to lose
sight of the new thinking across the disciplines that is beginning
to have an influence on contemporary sociocybernetic research. It
should be remembered that if the social sciences have been enormously
influenced by developments with a holistic focus, GST, although
most explicitly deployed mathematically, from the beginning held
a place for ordinary language models. Of course, an obvious case
in point is systems philosophy as elaborated by Ervin Laszlo, Erich
Jantsch and others.
In a thrust rejoining
politics and theory, an amalgam of social science and humanities
perspectives has come together under the rubric of "cultural studies."
At the level of theory, by the 1960's literary structuralism presented
the possibility for many scholars of developing a non-reductionist,
non-positivist human science concerned with the characteristic social
activity of meaning making. At the level of practice, developments
growing out of studies focusing on marginalized groups, such as
women, ethnic and racial "minorities" and colonial and ex-colonial
peoples, challenged the fact-values divide. Essentialist, received
categories of difference did not constitute timeless, transcendental
arrangements of human reality. It was argued, rather, that they
were historically constructed collections of value-charged attributes
that had functioned to inscribe whole groups into subordinate stations
on status hierarchies legitimating differential access to social
goods.
At the opposite end
of the disciplinary continuum, "chaos theory" and "complexity studies"
are a recent outgrowth of developments in mathematics and the natural
sciences. Although relativity and quantum mechanics had already
undermined the presumptions of classical science at the level of
the very large and the very small, it is again only since the 1960's
that Newtonian dynamics has been challenged in the macro, humanly
perceivable, non-relativistic, non-quantum domain. The emphasis
on equilibrium and stability inherent in time-reversible natural
laws is giving way to a reconceptualization of the natural world
and a transition away from the Newtonian worldview. The image implicit
in the theory of "dissipative structures," that of the creation
of order in far-from-equilibrium, open systems by exporting entropy,
more closely resembles our perception of the social world. That
world also may be described as one of instability and fluctuations,
complexity and self-organization, a world whose deterministic yet
unpredictable development cannot be reversed.
Cognitive science, too,
has produced findings that, on analogy, may contribute to the transformation
of our understanding of the social world. Its trajectory has taken
it from a conception of the mind as a machine for the manipulation
of data from the top down according to the rules of deductive logic
to the bottom-up depiction of connectionism in which intelligence
resides in the connections or structure. Along the way, it has shown
how some types of systems give meaning to their interactions on
the basis of their own history and how certain networks produce
emergent phenomena as a result of both simultaneous processes and
sequential ones.
Clearly, across the disciplines
there may be observed a mounting concern for spatial-temporal wholes
constituted at once of relational structures and phenomenological
time. Furthermore, the identification and study of the feedback
mechanisms of complex systems, including social systems, is at odds
with a conception of "objectivity" defined in terms of externality.
It is, then, in this
context of rich history and exciting possibilities that the Research
Committee on Sociocybernetics launches the Journal of Sociocybernetics.
The appearance of this new journal constitutes an open invitation
to what has become a highly ecumenical community. Indeed, the Journal
of Sociocybernetics welcomes submissions from all scholars engaged
in a common quest to explain and understand social reality holistically
and self-reflexively without forsaking a concern for human values.
Richard
E. Lee
Felix Geyer
Bernd Hornung
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